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Showing archive for:  “Corporate Governance”

SSRN Top Tens for Corporate, Corporate Governance, and Securities Law

The current SSRN top tens for corporate, corporate governance, and securities law are after the jump.

Corporate Law Comics

Our law librarian pointed me to Stu’s Views Law & Lawyer Cartoons website (www.stus.com) which contains cartoons for various corporate law cases (among other things). Here’s two examples: So what are the cases?

SSRN Top Tens for Corporate, Corporate Governance, and Securities Law

The current SSRN top tens for corporate, corporate governance, and securities law are after the jump.

Stock Options, Exec. Comp., etc.

I had lunch with a new colleague today, and we discussed both stock options and the SEC’s new Exec. Comp. rule.  My colleague asked many good questions, not the least of which dealt with securities fraud.  Given that I live alone, my conversation with my colleague was the first time I had tested out my ... Stock Options, Exec. Comp., etc.

My article on the hydraulic theory of disclosure regulation

My article, The Hydraulic Theory of Disclosure Regulation and Other Costs of Disclosure is available at SSRN.  Although it will be published in the Alabama Law Review in January (or so), it is still in pretty rough form — the timing of various events dictated submission to law reviews before I solicited comments or finalized ... My article on the hydraulic theory of disclosure regulation

SSRN Top Tens for Corporate, Corporate Governance, and Securities Law

The current SSRN top tens for corporate, corporate governance, and securities law are after the jump.

PCAOB’s position on spring-loading

PCAOB recently issued an audit practice alert entitled Matters Related to Timing and Accounting for Option Grants. The alert mostly addresses option backdating and potential resulting improper accounting. Spring-loading is only mentioned in a footnote on page 2: In addition, academic research has suggested the possibility that some issuers may have purposely granted options immediately ... PCAOB’s position on spring-loading

Single Member Board Committees

Today’s W$J has an article describing some of the option granting practices at Brocade (see here). Among them was the creation of a one member compensation committee consisting of Brocade’s CEO, Greg Reyes. The article gives the following as the reasoning: The process of granting stock options was cumbersome because the compensation committee met only ... Single Member Board Committees

Charges filed against Brocade CEO for option backdating

Story here. The SEC will hold a Webcast press conference at 5pm E.D.T. (click here).

SSRN Top Tens for Corporate, Corporate Governance, and Securities Law

The current SSRN top tens for corporate, corporate governance, and securities law are after the jump.

ISS on Option Timing

Institutional Shareholder Services (ISS) has posted an eight-page white paper entitled An Investor Guide to the Stock Option Timing Scandal. The paper provides a good overview of the recent option backdating and spring-loading revelations. There has been a number of posts in the blawgosphere debating the legality of backdating and spring-loading. While these practices are ... ISS on Option Timing

Seventh Grade Math, revisited

Upon the advice of my friend Kate Litvak, I took a short summer vacation to Walt Disney World.  (In reality, the trip was a work excursion, to meet up with the other Professor Nowicki to work on an executive compensation paper.  But the good news is that the other Professor Nowicki was then at Walt ... Seventh Grade Math, revisited